Home
Contact
Client Login 
Practice Areas
Corporate Finance and Mergers & Acquisitions
Securities
General Counsel Practice
Business Organization & Operations
Corporate Governance & Compliance for Private and Public Companies
Information Technology & eCommerce
Intellectual Property Rights
Development & Construction
Lending & Finance
Lending, Workout & Foreclosure
Litigation & Dispute Resolution
Real Estate, Development & Construction
Securities
Our firm provides a broad offering of legal services to broker-dealers, underwriters and private and registered investment companies in the formation, financing, acquisition and sale of companies in which they invest. These clients include private equity funds, hedge funds, private REIT’s, blind pools and commodity-based vehicles. We provide regulatory advice to these clients in connection with their relations with the SEC, CFTC, FINRA and other regulatory agencies. Our active registered broker-dealer practice routinely provides regulatory advice regarding acquisitions, private placements, registration, exemptions, trading and other compliance matters.